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TRADE-RELATED SERVICES |
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Brokerage commission |
0.25% of transaction amount, minimum charge HK$100.00 (negotiable) |
| SFC Transaction levy |
0.0027% of transaction amount |
| HKEX Trading fee |
0.005% of transaction amount |
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Stamp duty |
0.1% of transaction amount (round up to the nearest dollar) |
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SCRIP HANDLING AND SETTLEMENT-RELATED SERVICES
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CCASS stock settlement fee |
0.002% of transaction amount per transaction (minimum HK$2.00 and maximum HK$100.00) |
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Money settlement fee: Outward Payment by CHATS |
HK$180.00 charged by Bank |
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Physical scrip deposit fee |
Waived but $5 stamp duty per transfer deed charged by Government |
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Physical scrip withdrawal fee |
HK$5.00 per lot (of which HK$3.50 is charged by Central Clearing)HK$5.00 per board lot or odd lot (CCASS charges HK$3.50 per board lot or odd lot) (minimum HK$50.00) |
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Transfer deed stamp duty |
HK$5.00 per transfer deed (charged by Government) |
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Deposit transaction charge |
Waived |
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Settlement instruction fee (SI) |
0.005% on value at previous trading day per stock code |
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Investor settlement instruction fee |
Waived |
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Compulsory share buy-back fee |
0.25% on consideration as the commission plus all other trade-related services charge |
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INFORMATION SERVICE |
Provided by Tele – Trend Konson (Hong Kong) Limited |
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1. Professional Edition（For Mainland Clients Only） Monthly Fee – HKD$198 2. Professional Edition（For Hong Kong and International Clients） Monthly Fee – HKD$360 |
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ACCOUNT MAINTENANCE |
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Custody fee |
Waived |
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Stock balance or account confirmation fee |
Waived |
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Dormant account fee |
Waived |
| Stock segregated account (with CCASS Statement) services fee |
N/A |
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NOMINEE SERVICES AND CORPORATE ACTIONS |
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Scrip Fee |
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HK$2.50 per board lot on net increase in aggregate balance (CCASS charges HK$1.50 per board lot) |
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Collection of dividends |
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0.50% of dividend collected (minimum HK$20.00 maximum $50,000.00) (CCASS charges 0.12% of dividend collected) |
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Waived |
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Collection fee of bonus issue |
HK$50.00 per collection |
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Rights issue entitlement charge |
Waived |
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Fee for rights exercise |
HK$150.00 per transaction and subject to a maximum of |
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Fee for excess rights application |
Waived |
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Fee for change of registration at share registrar |
HK$5.00 per board lot (minimum charge HK$100.00) |
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Fee for handling share consolidation/ split |
Waived |
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Exercise warrant fee |
HK$100.00 per transaction |
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Exercise covered warrant fee |
HK$300.00 per transaction |
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Fee for cancel certificate of covered warrant / warrant |
HK$1.00 per board lot |
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Scrip fee for new certificate of covered warrant / warrant |
HK$2.00 per board lot |
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FINANCING |
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Margin account financing charge |
Prime Rate plus 8% per annum |
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Cash account expiration interest |
The annual interest rate is the best interest rate + 8% |
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Fee for claiming unclaimed benefit entitlements |
HK$500.00 per claim or 2% of the dividend amount whichever is higher per transaction |
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IPO APPLICATION |
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EIPO |
HK$30.00 |
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Yellow Application Form |
HK$50.00 |
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OTHER SERVICES |
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Daily & Monthly Statement Postage Charge |
HK$20.00 per month |
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Company Registration fee |
HK$200.00 |
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Cheque copy application fee |
HK$300.00 (If the client cannot provide the bank in slip of deposit amount over 2 million) |
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Buy-in Charge |
HK$500.00 (minimum) or 50% of net profit ( excluding brokerage charge) |
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Minimum Charge |
average credit balances of less than such minimum amount as from time to time determine. ( currently not applicable ) |
